Session 1: Navigating Compliance Issues
Recent regulatory developments have created new regulatory compliance issues for financial advisors. This presentation discusses requirements and best practices for implementing compliance programs and preparing for audits, so firms can develop appropriate strategies for navigating the new regulatory environment.
This session has been accepted for continuing education by CFP Board, The American College (PACE).

Session 2: Raising the Bar
Real estate has become a popular and powerful investment vehicle for both institutional and retail investors seeking current income. This session will review the market cycle events coupled with the classic and historic mistakes which have negatively affected real estate investments. Further, we will take a dive into the areas we believe provide downside protection, reliable income and appreciation potential.
Application for continuing education for this session has been filed with CFP Board.

Event Agenda

11:30 am - Registration and Networking
12:00 pm - Chapter Meeting and Luncheon
12:30 pm - Program Begins
  2:30 pm - Program Concludes